Do local officials really understand what their responsibilities are after the bonds are issued? This workshop will discuss two areas of compliance that local officials are responsible for when issuing bonds. First, the workshop will address, “Continuing Disclosure,” as required under SEC Rule 15c2-12 (the “Rule”), and secondly, post-issuance compliance policies related to, among other things, monitoring investment earnings on the bonds and preserving the tax-exempt status of the bonds.
Catherine Fanello, Attorney, Krieg DeVault LLP
Angie Steeno, Senior Manager, Crowe